The information in this website is provided by Guotai Junan Securities (Hong Kong) Limited (CE Reference: “ABY236”, “GTJA”), a licensed corporation with the Securities and Futures Commission of Hong Kong (“SFC”). The content of this website has not been approved by the SFC. Any materials on this website are provided for reference only and does not constitute an offer, solicitation or invitation, inducement, statement, advice or recommendation to conclude or participate in transaction of any security or financial product (including warrants, callable bull/bear contracts or other structured products listed on any exchange described in the Website). Past performance is not indicative of future performance.
By entering this internet site, you confirm that you are a legal resident of Hong Kong and that you are not a US Person (as defined under the Regulation S promulgated under the US Securities Act of 1933) at the time this website is accessed. GTJA does not accept any responsibility whatsoever for the distribution of the information and material available to individuals or entities which provide false certification regarding their country of legal residence/ location. Information in this website must not be used, relied or acted upon by persons outside Hong Kong.
The price of structured products such as warrants and/or callable Bull/ Bear contracts (“CBBC”) may go down as well as up and the value of which may become worthless before the expiry date, as such, investors may sustain a total loss of investment. Please note that CBBC have a mandatory call feature and may therefore be subject to early termination, upon which (i) investors in category N CBBC will lose all their investments in CBBC; and (ii) the residual value of category R CBBCs may be zero. In addition, structured products issued by GTJA or its affiliate are uncollateralised and investors are relying on the issuer’s credit worthiness in determining the issuer’s ability to meet its obligations under the structured products.
This is a non-collateralised product. If the Issuer is insolvent or defaults, investors may not recover part or all of the amount due. This is a complex product. Investor should exercise caution in relation to the offer of these products. An investor should read carefully the relevant listing documents (and any documents appendix thereto) and the relevant supplemental listing document to understand the full details of the warrant and/or CBBC (including risk factors), and due consideration have been given having considered the nature and risks involved in investing in these products, to decide whether the investment is suitable for an investor’s individual circumstances and financial position, if necessary, an investor should consult their legal, financial, tax, accounting and other professional advisors.
GTJA is the issuer and liquidity provider for the warrants and/or CBBC and the only person quoting prices for the warrants and/or CBBCs. GTJA and its affiliated companies (collectively, “GTJA International”) do not make any representations or warranties as to the liquidity of the warrants and/or CBBCs. GTJA International provides the information in good faith to ensure that the information provided is accurate and reliable. GTJA International does not represent or warrant the completeness, reliability and accuracy of the information and GTJA International does not accept any responsibility for any inaccuracies or omissions of the information.
GTJA International comprises a full-service securities firm engaged in various securities trading and brokerage activities, as well as providing investment banking, asset management, financing, financial advisory services to a wide range of clients. As a result, GTJA International may have potential conflicts of interest relating to those securities that you may purchase from us. In particular, GTJA International may act as authorized participant or participating dealer in the purchase or sale of units from an ETF, act as a market maker or block positioner in the ETF units, contribute capital towards the formation of an ETF and may have a significant ownership interest in the ETF units. These activities could negatively affect the performance of the securities which you may be purchasing. It is also possible that the GTJA activities could result in substantial returns for GTJA International while the value of the ETF units declines.
GTJA International may take proprietary positions and may have long or short positions or other interests in the structured products and may effect transactions or make markets in the structured products at any time in the open market or otherwise, in each case whether as principal, agent or as market maker. GTJA International may also be involved in other financial, investment and professional activities such as providing advice or loans to, or participating in the underwriting or restructuring of the obligations of, the underlying companies of the structured products, which may on occasion give rise to interests or a conflict of interests in respect of the securities or structured products which are the subject of this website.
The information in GTJA International website is copyright protected. The information may not be copied, transmitted, broadcasted, sold, distributed, published, passed on, or any other business purpose without prior written approval from GTJA International.